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Found 1,014 Skills
Guide the design and implementation of automated pre-trade compliance systems that validate orders before execution. Use when building a compliance rule engine for an RIA or broker-dealer, configuring hard blocks and soft blocks, maintaining restricted and watch lists including MNPI-driven restrictions, setting concentration limits at security/sector/issuer level, implementing position limits or short selling controls, enforcing wash sale detection or free-riding prevention or pattern day trader identification, applying client-specific ESG screens or legal constraints, designing compliance override workflows with authorization and documentation, backtesting compliance rules, or evaluating compliance check latency impact on execution quality.
Educational map of transaction-centric compliance screening—transfer as the atomic unit, deposit vs withdrawal direction, single and CSV import, transaction list and detail views, per-transfer screening, rescreen, and STR-style exports. Use when the user asks how monitoring UIs treat tx hashes, directions, or regulatory reporting hooks—not for legal filing advice or evading reporting.
Prepare for and respond to SEC and FINRA regulatory examinations across the full exam lifecycle. Use when the user asks about exam notification letters, document request lists, deficiency letter responses, mock examination programs, annual compliance reviews under Rule 206(4)-7, or SEC/FINRA examination priorities. Also trigger when users mention 'we just got an exam letter', 'preparing for our first SEC exam', 'how to respond to a deficiency finding', 'staff interview preparation', 'what does OCIE look for', 'examination readiness checklist', 'sweep exam on off-channel comms', or ask what to expect during a regulatory audit.
Generate end-to-end investment proposals covering risk profiling, model portfolio recommendation, fee illustration, projections, and compliance review. Use when the user asks about creating a proposal for a prospect, mapping risk questionnaire scores to model portfolios, building fee illustrations with tiered costs, producing Monte Carlo or scenario projections, analyzing a prospect's current portfolio for improvement opportunities, reviewing proposals for SEC Marketing Rule compliance, or designing proposal templates for a multi-advisor firm. Also trigger when users mention 'investment proposal', 'proposal generation', 'risk profiling', 'Riskalyze', 'Nitrogen', 'fee illustration', 'transition analysis', 'current vs proposed portfolio', or 'proposal compliance review'.
Entity compliance tracker — initialize, report upcoming deadlines, update status, run health audit, export to CSV. Maintains a compliance-tracker.yaml built from the entity table, calculates filing deadlines by entity and jurisdiction, and surfaces what's due in the next 30/60/90 days. Use when user says "entity compliance", "filing deadlines", "annual reports due", "entity tracker", "what filings are due", "entity health", or "good standing".
Audits the security posture of a CockroachDB cluster (Cloud or self-hosted) across network, authentication, authorization, encryption, audit logging, and backup dimensions. Use when assessing cluster security readiness, preparing for compliance reviews, or investigating security configuration gaps.
Novel outline/worldview/character design, applicable to user requests such as "Help me write a novel outline", "Design the protagonist's character", "Create a worldview setting", "Build a novel plot framework", "Write volume-specific detailed outlines", "Design novel characters for me", "Create a fantasy worldview", "Help me sort out the novel plot", "Novel character setting", "Write chapter-by-chapter outlines for novels", "Plan the arrangement of cool points", "Create novel character cards", "Build a novel world", etc. It generates complete worldviews, character cards, plot outlines, and cool point plans, with automatic compliance checks to avoid infringement risks. **When generating a large number of chapter detailed outlines, sub-Agents are used for parallel processing, and each Agent is responsible for at most 3 chapters' detailed outlines**
Security leadership for growth-stage companies. Risk quantification in dollars, compliance roadmap (SOC 2/ISO 27001/HIPAA/GDPR), security architecture strategy, incident response leadership, and board-level security reporting. Use when building security programs, justifying security budget, selecting compliance frameworks, managing incidents, assessing vendor risk, or when user mentions CISO, security strategy, compliance roadmap, zero trust, or board security reporting.
Track subcontractor payments, lien waivers, and compliance. Manage payment schedules and documentation.
Manage regulatory requirements, number bundles, supporting documents, and verified numbers for compliance. This skill provides JavaScript SDK examples.
Use the workspace-hub unified CLI for repository management, compliance, development tools, and system configuration. Use for navigating workspace tools and executing common operations.
You MUST use this when writing or editing prose anywhere in a project (docs, READMEs, marketing copy, commit messages) and when asked to audit, score, or clean up negative parallelism, the "it's not just X, it's Y" construction. It bans defining things by negation-plus-contrast in favor of direct positive statements and grades a project's compliance on a 0-100 scale.