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Found 37 Skills
Senior Quality Manager Responsible Person (QMR) for HealthTech and MedTech companies. Provides overall quality system responsibility, regulatory compliance oversight, management accountability, and strategic quality leadership. Use for quality system governance, regulatory compliance oversight, management responsibility, and quality strategic planning.
Senior CAPA Officer specialist for managing Corrective and Preventive Actions within Quality Management Systems. Provides CAPA process management, root cause analysis, effectiveness verification, and continuous improvement coordination. Use for CAPA investigations, corrective action planning, preventive action implementation, and CAPA system optimization.
Responsible AI development and ethical considerations. Use when evaluating AI bias, implementing fairness measures, conducting ethical assessments, or ensuring AI systems align with human values.
Expert-level banking systems, core banking, regulations, and banking technology
Design and operate back-office account opening processes from application intake through activation. Use when building account opening automation or improving STP rates, reducing NIGO rejection rates from custodians or clearing firms, defining document requirements for trusts entities IRAs or estate accounts, implementing approval workflows and regulatory holds for complex account types, setting up multi-custodian account opening across Schwab Fidelity or Pershing, designing account numbering titling or classification schemes, troubleshooting account opening failures or processing delays, integrating with custodian or clearing firm submission systems, or benchmarking account opening cycle times and operational efficiency.
Guide the creation, content, and delivery of required client disclosure documents for investment advisers and broker-dealers. Use when the user asks about Form ADV Part 2A or 2B content, Form CRS requirements, prospectus delivery obligations, privacy notice delivery, trade confirmation timing, account statement distribution, or electronic vs paper delivery compliance. Also trigger when users mention 'onboarding document checklist', 'what disclosures do we owe new clients', 'annual brochure update', 'brochure supplement for a new adviser', 'CRS conversation starters', or ask when and how disclosure documents must be delivered.
Conduct enterprise-grade financial research with multi-source synthesis, regulatory compliance tracking, and verified market analysis. Use when user needs comprehensive financial analysis requiring 10+ sources, verified claims, market comparisons, or investment research. Triggers include "financial research", "market analysis", "investment analysis", "due diligence", "financial deep dive", "compare stocks/funds", or "analyze [company/sector]". Do NOT use for simple stock quotes, basic company lookups, or questions answerable with 1-2 searches.
Framework for assessing IT service providers, technology vendors, and third-party partners. Creates structured risk assessments across financial, operational, compliance, security, and reputational dimensions with regulatory checklists (GDPR, DORA, NIS2, SOX). Use when: (1) Evaluating new vendors or technology providers, (2) Conducting third-party risk assessments for procurement, (3) Performing critical vendor due diligence for regulatory compliance, (4) Creating vendor onboarding documentation, (5) Establishing ongoing vendor monitoring processes, (6) Assessing vendor concentration risk, or (7) Generating executive-level vendor risk reports.
INVOKE THIS SKILL when auditing an AI agent or LLM app for regulatory compliance. Covers EU AI Act, GPAI Code of Practice, GDPR, NIST AI RMF, Colorado AI Act, HIPAA, and ISO 42001. Scans the codebase for compliance gaps, cross-references Arize instrumentation for audit trail coverage, and produces an actionable remediation checklist tailored to the selected frameworks.
Margin operations: Reg T initial margin, maintenance margin, portfolio margin, margin call procedures, liquidation waterfall, SBLOC, and margin risk management.
ISO 13485 Quality Management System specialist for medical device companies. Provides QMS implementation, maintenance, process optimization, and compliance expertise. Use for QMS design, documentation control, management review, internal auditing, corrective actions, and ISO 13485 certification activities.
CAPA system management for medical device QMS. Covers root cause analysis, corrective action planning, effectiveness verification, and CAPA metrics. Use for CAPA investigations, 5-Why analysis, fishbone diagrams, root cause determination, corrective action tracking, effectiveness verification, or CAPA program optimization.