compliance-testing

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Original

English
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Translation

Chinese

Compliance Testing

合规性测试

<default_to_action> When validating regulatory compliance:
  1. IDENTIFY applicable regulations (GDPR, HIPAA, PCI-DSS, etc.)
  2. MAP requirements to testable controls
  3. TEST data rights (access, erasure, portability)
  4. VERIFY encryption and access logging
  5. GENERATE audit-ready reports with evidence
Quick Compliance Checklist:
  • Data subject rights work (access, delete, export)
  • PII is encrypted at rest and in transit
  • Access to sensitive data is logged
  • Consent is tracked with timestamps
  • Payment card data not stored (only tokenized)
Critical Success Factors:
  • Non-compliance = €20M or 4% revenue (GDPR)
  • Audit trail everything
  • Test continuously, not just before audits </default_to_action>
<default_to_action> 验证法规合规性时:
  1. 识别适用法规(GDPR、HIPAA、PCI-DSS等)
  2. 将要求映射到可测试的控制措施
  3. 测试数据权利(访问、删除、可携带性)
  4. 验证加密和访问日志
  5. 生成带证据的可用于审计的报告
快速合规检查表:
  • 数据主体权利可正常使用(访问、删除、导出)
  • 个人身份信息(PII)在静态存储和传输过程中均已加密
  • 敏感数据的访问操作已被记录
  • 同意操作已带时间戳跟踪
  • 未存储支付卡数据(仅存储令牌化数据)
关键成功要素:
  • 不合规将面临最高2000万欧元或全球年营业额4%的罚款(GDPR)
  • 所有操作都需保留审计轨迹
  • 持续测试,而非仅在审计前测试 </default_to_action>

Quick Reference Card

快速参考卡片

When to Use

适用场景

  • Legal compliance requirements
  • Before security audits
  • Handling PII/PHI/PCI data
  • Entering new markets (EU, CA, healthcare)
  • 法律法规合规要求
  • 安全审计前准备
  • 处理PII/PHI/PCI数据
  • 进入新市场(欧盟、加州、医疗健康领域)

Major Regulations

主要法规

RegulationScopeKey Focus
GDPREU dataPrivacy rights, consent
CCPACaliforniaConsumer data rights
HIPAAHealthcarePHI protection
PCI-DSSPaymentsCard data security
SOC2SaaSSecurity controls
法规适用范围核心关注点
GDPR欧盟地区数据隐私权利、用户同意
CCPA加州地区消费者数据权利
HIPAA医疗健康领域受保护健康信息(PHI)保护
PCI-DSS支付领域银行卡数据安全
SOC2SaaS领域安全控制措施

Penalties

处罚措施

RegulationMaximum Fine
GDPR€20M or 4% revenue
HIPAA$1.5M per violation
PCI-DSS$100k/month
CCPA$7,500 per violation

法规最高罚款
GDPR2000万欧元或全球年营业额4%
HIPAA每次违规最高150万美元
PCI-DSS每月最高10万美元
CCPA每次违规最高7500美元

GDPR Compliance Testing

GDPR合规性测试

javascript
// Test data subject rights
test('user can request their data', async () => {
  const response = await api.post('/data-export', { userId });

  expect(response.status).toBe(200);
  expect(response.data.downloadUrl).toBeDefined();

  const data = await downloadFile(response.data.downloadUrl);
  expect(data).toHaveProperty('profile');
  expect(data).toHaveProperty('orders');
});

test('user can delete their account', async () => {
  await api.delete(`/users/${userId}`);

  // All personal data deleted
  expect(await db.users.findOne({ id: userId })).toBeNull();
  expect(await db.orders.find({ userId })).toHaveLength(0);

  // Audit log retained (legal requirement)
  expect(await db.auditLogs.find({ userId })).toBeDefined();
});

test('consent is tracked', async () => {
  await api.post('/consent', {
    userId, type: 'marketing', granted: true,
    timestamp: new Date(), ipAddress: '192.168.1.1'
  });

  const consent = await db.consents.findOne({ userId, type: 'marketing' });
  expect(consent.timestamp).toBeDefined();
  expect(consent.ipAddress).toBeDefined();
});

javascript
// Test data subject rights
test('user can request their data', async () => {
  const response = await api.post('/data-export', { userId });

  expect(response.status).toBe(200);
  expect(response.data.downloadUrl).toBeDefined();

  const data = await downloadFile(response.data.downloadUrl);
  expect(data).toHaveProperty('profile');
  expect(data).toHaveProperty('orders');
});

test('user can delete their account', async () => {
  await api.delete(`/users/${userId}`);

  // All personal data deleted
  expect(await db.users.findOne({ id: userId })).toBeNull();
  expect(await db.orders.find({ userId })).toHaveLength(0);

  // Audit log retained (legal requirement)
  expect(await db.auditLogs.find({ userId })).toBeDefined();
});

test('consent is tracked', async () => {
  await api.post('/consent', {
    userId, type: 'marketing', granted: true,
    timestamp: new Date(), ipAddress: '192.168.1.1'
  });

  const consent = await db.consents.findOne({ userId, type: 'marketing' });
  expect(consent.timestamp).toBeDefined();
  expect(consent.ipAddress).toBeDefined();
});

HIPAA Compliance Testing

HIPAA合规性测试

javascript
// Test PHI security
test('PHI is encrypted at rest', async () => {
  const patient = await db.patients.create({
    ssn: '123-45-6789',
    medicalHistory: 'Diabetes'
  });

  const raw = await db.raw('SELECT * FROM patients WHERE id = ?', patient.id);
  expect(raw.ssn).not.toBe('123-45-6789'); // Should be encrypted
});

test('access to PHI is logged', async () => {
  await api.get('/patients/123', {
    headers: { 'User-Id': 'doctor456' }
  });

  const auditLog = await db.auditLogs.findOne({
    resourceType: 'patient',
    resourceId: '123',
    userId: 'doctor456'
  });

  expect(auditLog.action).toBe('read');
  expect(auditLog.timestamp).toBeDefined();
});

javascript
// Test PHI security
test('PHI is encrypted at rest', async () => {
  const patient = await db.patients.create({
    ssn: '123-45-6789',
    medicalHistory: 'Diabetes'
  });

  const raw = await db.raw('SELECT * FROM patients WHERE id = ?', patient.id);
  expect(raw.ssn).not.toBe('123-45-6789'); // Should be encrypted
});

test('access to PHI is logged', async () => {
  await api.get('/patients/123', {
    headers: { 'User-Id': 'doctor456' }
  });

  const auditLog = await db.auditLogs.findOne({
    resourceType: 'patient',
    resourceId: '123',
    userId: 'doctor456'
  });

  expect(auditLog.action).toBe('read');
  expect(auditLog.timestamp).toBeDefined();
});

PCI-DSS Compliance Testing

PCI-DSS合规性测试

javascript
// Test payment card handling
test('credit card numbers not stored', async () => {
  await api.post('/payment', {
    cardNumber: '4242424242424242',
    expiry: '12/25', cvv: '123'
  });

  const payment = await db.payments.findOne({ /* ... */ });
  expect(payment.cardNumber).toBeUndefined();
  expect(payment.last4).toBe('4242'); // Only last 4
  expect(payment.tokenId).toBeDefined(); // Token from gateway
});

test('CVV never stored', async () => {
  const payments = await db.raw('SELECT * FROM payments');
  const hasCVV = payments.some(p =>
    JSON.stringify(p).toLowerCase().includes('cvv')
  );
  expect(hasCVV).toBe(false);
});

javascript
// Test payment card handling
test('credit card numbers not stored', async () => {
  await api.post('/payment', {
    cardNumber: '4242424242424242',
    expiry: '12/25', cvv: '123'
  });

  const payment = await db.payments.findOne({ /* ... */ });
  expect(payment.cardNumber).toBeUndefined();
  expect(payment.last4).toBe('4242'); // Only last 4
  expect(payment.tokenId).toBeDefined(); // Token from gateway
});

test('CVV never stored', async () => {
  const payments = await db.raw('SELECT * FROM payments');
  const hasCVV = payments.some(p =>
    JSON.stringify(p).toLowerCase().includes('cvv')
  );
  expect(hasCVV).toBe(false);
});

Agent-Driven Compliance

Agent驱动的合规性验证

typescript
// Comprehensive compliance validation
await Task("Compliance Validation", {
  regulations: ['GDPR', 'PCI-DSS'],
  scope: 'full-application',
  generateAuditReport: true
}, "qe-security-scanner");

// Returns:
// {
//   gdpr: { compliant: true, controls: 12, passed: 12 },
//   pciDss: { compliant: false, controls: 8, passed: 7 },
//   violations: [{ control: 'card-storage', severity: 'critical' }],
//   auditReport: 'compliance-audit-2025-12-02.pdf'
// }

typescript
// Comprehensive compliance validation
await Task("Compliance Validation", {
  regulations: ['GDPR', 'PCI-DSS'],
  scope: 'full-application',
  generateAuditReport: true
}, "qe-security-scanner");

// Returns:
// {
//   gdpr: { compliant: true, controls: 12, passed: 12 },
//   pciDss: { compliant: false, controls: 8, passed: 7 },
//   violations: [{ control: 'card-storage', severity: 'critical' }],
//   auditReport: 'compliance-audit-2025-12-02.pdf'
// }

Agent Coordination Hints

Agent协调提示

Memory Namespace

内存命名空间

aqe/compliance-testing/
├── regulations/*        - Regulation requirements
├── controls/*           - Control test results
├── audit-reports/*      - Generated audit reports
└── violations/*         - Compliance violations
aqe/compliance-testing/
├── regulations/*        - 法规要求
├── controls/*           - 控制措施测试结果
├── audit-reports/*      - 生成的审计报告
└── violations/*         - 合规性违规记录

Fleet Coordination

集群协调

typescript
const complianceFleet = await FleetManager.coordinate({
  strategy: 'compliance-validation',
  agents: [
    'qe-security-scanner',   // Scan for vulnerabilities
    'qe-test-executor',      // Execute compliance tests
    'qe-quality-gate'        // Block non-compliant releases
  ],
  topology: 'sequential'
});

typescript
const complianceFleet = await FleetManager.coordinate({
  strategy: 'compliance-validation',
  agents: [
    'qe-security-scanner',   // Scan for vulnerabilities
    'qe-test-executor',      // Execute compliance tests
    'qe-quality-gate'        // Block non-compliant releases
  ],
  topology: 'sequential'
});

Related Skills

相关技能

  • security-testing - Security vulnerabilities
  • test-data-management - PII handling
  • accessibility-testing - Legal requirements

  • security-testing - 安全漏洞测试
  • test-data-management - 测试数据管理
  • accessibility-testing - 合规性要求测试

Remember

注意事项

Compliance is mandatory, not optional. Fines are severe: GDPR up to €20M or 4% of revenue, HIPAA up to $1.5M per violation. But beyond fines, non-compliance damages reputation and user trust.
Audit trail everything. Every access to sensitive data, every consent, every deletion must be logged with timestamps and user IDs.
With Agents: Agents validate compliance requirements continuously, detect violations early, and generate audit-ready reports. Catch compliance issues in development, not in audits.
合规性是强制性要求,而非可选项。 处罚措施非常严厉:GDPR最高罚款2000万欧元或全球年营业额的4%,HIPAA每次违规最高150万美元。除了罚款,不合规还会损害企业声誉和用户信任。
所有操作都需保留审计轨迹。 每一次敏感数据访问、每一次用户同意、每一次数据删除都必须记录时间戳和用户ID。
借助Agent: Agent可持续验证合规性要求,提前检测违规情况,并生成可直接用于审计的报告。在开发阶段发现合规问题,而非等到审计时才暴露。